I wanted to start a site that sells investment advice but I’m not sure if i need a license. Thanks.
Do I need a license to sell investment advice online?
12
Mar
I wanted to start a site that sells investment advice but I’m not sure if i need a license. Thanks.
Mike "The Ginger" Coen
March 12, 2010 at 3:28 pm
I do not think you need a license to tell investment advice but you would if you sold investment products such as mutual funds. Then you would prob need a Series 7 & 63
biire2u
March 12, 2010 at 4:04 pm
No you don’t. Advice is just that. If someone wants to pay for it they are gambling on you and whether they value that advice, You only need a license if your selling insurance or securities